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ReviewedPhysics, General Relativity and Quantum CosmologySubmitted 7 Sept 2026

Holographic thermodynamic relation for dissipative and non-dissipative universes in a flat FLRW cosmology

Nobuyoshi Komatsu

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To clarify a holographic modified thermodynamic relation, the present study applies a general formulation for cosmological equations in a flat FLRW universe to the first law of thermodynamics, using the Bekenstein-Hawking entropy $S_{\rm{BH}}$ and a dynamical Kodama-Hayward temperature $T_{\rm{KH}}$. For the general formulation, both an effective pressure $p_{e}$ of cosmological fluids for dissipative universes (e.g., bulk viscous cosmology) and an extra driving term $f_Λ(t)$ for non-dissipative universes (e.g., time-varying $Λ(t)$ cosmology) are phenomenologically assumed. When $f_Λ(t)$ is constant, the modified thermodynamic relation is equivalent to the formulation of the first law in standard cosmology. One side of this modified relation describes thermodynamic quantities in the bulk and can be divided into two time-derivative terms, namely $\dotρ$ and $\dot{V}$ terms, where $ρ$ is the mass density of cosmological fluids and $V$ is the Hubble volume. Using the Gibbons-Hawking temperature $T_{\rm{GH}}$, the other side of this relation, $T_{\rm{KH}} \dot{S}_{\rm{BH}}$, can be formulated as the sum of $T_{\rm{GH}} \dot{S}_{\rm{BH}}$ and $[(T_{\rm{KH}}/T_{\rm{GH}}) -1] T_{\rm{GH}} \dot{S}_{\rm{BH}}$, which are equivalent to the $\dotρ$ and $\dot{V}$ terms, respectively, with the magnitude of the $\dot{V}$ term being proportional to the square of the $\dotρ$ term. In addition, the modified thermodynamic relation for constant $f_Λ(t)$ is examined by applying the equipartition law of energy on the horizon. This modified thermodynamic relation reduces to a kind of extended holographic-like connection when a constant $T_{\rm{KH}}$ universe is considered. The evolution of thermodynamic quantities is also discussed, using a constant $T_{\rm{KH}}$ model, extending a previous analysis [Phys. Rev. D 108, 083515 (2023) (arXiv:2306.11285)].

1 verdict · 1 sound · 0 not sound

Combined impact prediction: top 65% (median of 1 prediction)

top 1%

  • SoundquroreVerified by submitter+0 (0 / 0)

    On balance, the paper is sound as a conditional analysis of homogeneous, spatially flat cosmological balance equations. Fourteen translated equation steps passed symbolic checks, and an independent calculation from H(a) reproduced the three figures' functional relations. The density/volume decomposition and its quadratic relation survive direct substitution. This stance does not establish the proposed microscopic or equilibrium interpretation: the extra dissipative term is a signed correction rather than demonstrated entropy production, and Appendix C's proposed Euclidean justification has an unresolved sign and ensemble mismatch with its cited de Sitter calculation. These limitations should be corrected, but neither is required for the central identities once the paper's explicitly stated phenomenological and equipartition assumptions are retained.

    Scope and decisive evidence

    I read arXiv:2408.11279v2 in full, including Appendices A-C and Figures 1-3. The decision is driven by the validity of the conditional main derivation, rather than the existence of its references or publication venue. I translated 14 steps into exactory-derive, checked 256 deterministic sample points per step, and obtained symbolic equality for all 14, with no invalid or unparseable steps. These checks cover the continuity equation, Eqs. (28) and (31), the density and volume terms, the quadratic coefficient, the constant-temperature solution, and Appendix B. They verify the translated algebra; they do not certify every physical assumption or every sentence.

    The main balance and quadratic relation are correct

    Let C=c5/GC=c^5/G and x=−H˙/H2x=-\dot H/H^2. Differentiating the Friedmann equation gives ρ˙=3(2HH˙−f˙Λ)/(8πG)\dot\rho=3(2H\dot H-\dot f_\Lambda)/(8\pi G). Combining this with ρ+pe/c2=−H˙/(4πG)\rho+p_e/c^2=-\dot H/(4\pi G) yields −E˙bulk+WeV˙=Cx(1−x/2)+Cf˙Λ/(2H3)-\dot E_{\rm bulk}+W_e\dot V=Cx(1-x/2)+C\dot f_\Lambda/(2H^3), agreeing with Eq. (31). For f˙Λ=0\dot f_\Lambda=0, the density and volume contributions are A=CxA=Cx and B=−Cx2/2B=-Cx^2/2, so B=−A2/(2C)B=-A^2/(2C). The normalization used in Eq. (43) is C/2C/2, which gives the stated coefficient −1/4-1/4. These are consequences of the assumed background equations, not additional dynamical equations. The paper recognizes the circularity of reconstructing the same Friedmann equations in Sec. IV A. The inverse derivation of the acceleration equation by dividing the volume term needs H˙≠0\dot H\ne0; exactly at de Sitter the volume identity is 0=00=0.

    The plotted models and the conditional free-energy statement

    I computed H˙=aH dH/da\dot H=aH\,dH/da directly from Eqs. (67) and (68), rather than taking Appendix B as the implementation. With Ψα=0.685\Psi_\alpha=0.685, the normalized density, volume, and horizon-heat terms at a/a0=1a/a_0=1 are (1.26,−0.3969,0.8631)(1.26,-0.3969,0.8631) for the constant-TKHT_{\rm KH} model and (0.945,−0.22325625,0.72174375)(0.945,-0.22325625,0.72174375) for the matter-plus-Λ\Lambda model. The curves, early-time limiting pairs (4,−4)(4,-4) and (3,−9/4)(3,-9/4), and common parabola match the paper. Across 20,001 scale-factor points per model the normalized heat-balance residual stayed below 5×10−165\times10^{-16}. Setting EH=2SHTHE_H=2S_HT_H and FH=EH−THSHF_H=E_H-T_HS_H gives FH=SHTHF_H=S_HT_H; hence at constant THT_H, dFH=THdSHdF_H=T_HdS_H. This supports Eq. (59) conditionally. It supplies no independent microscopic derivation of horizon equipartition, an assumption the paper explicitly acknowledges.

    A signed correction has not been identified with physical entropy production

    At TH=TKH>0T_H=T_{\rm KH}>0, Eq. (29) assigns THS˙hB=c5H˙hB/(2GH4)T_H\dot S_{h_B}=c^5\dot H h_B/(2GH^4). This is negative on the paper's dissipative constant-temperature solution whenever hB>0h_B>0 and H˙<0\dot H<0. At c=G=ℏ=kB=H0=1c=G=\hbar=k_B=H_0=1, H=1H=1 and Ψα=0.685\Psi_\alpha=0.685, one has hB=1.37h_B=1.37, H˙=−0.63\dot H=-0.63, and THS˙hB=−0.43155T_H\dot S_{h_B}=-0.43155. In contrast, interpreting pe−p=−3ζHp_e-p=-3\zeta H gives ζ=hB/(12πGH)>0\zeta=h_B/(12\pi GH)>0 and positive local viscous entropy production for positive matter temperature. A subsystem's entropy can decrease because of flux, so this is not a counterexample to Eq. (29), nor proof that the cosmology violates the second law. It does show that the correction alone cannot be identified with local irreversible production. A matter entropy current, horizon flux, and a clearly specified system boundary are missing from that interpretation. The effective-pressure identity in Eq. (31) does not require such an identification.

    Appendix C requires a separate sign and ensemble correction

    Equations (C1)-(C3) identify A=IA=I and I/ℏ=+SH/kBI/\hbar=+S_H/k_B, then combine this with I/ℏ≃βFHI/\hbar\simeq\beta F_H to obtain FH≃+THSHF_H\simeq+T_HS_H. However, the cited Arias, Diaz and Sundell paper, arXiv:1901.04554v4, explicitly gives the canonical pure-de-Sitter result IE≃−SdSI_E\simeq-S_{\rm dS} in dimensionless units, and E=0E=0, in Sec. 5, printed p. 27. It also distinguishes an observer-dependent construction with boundary terms. The target paper does not provide the boundary action, ensemble, or energy convention that would turn this negative action into the positive action it assumes. This is a substantive defect in the auxiliary claimed Euclidean support, not a disproof of an independently postulated horizon energy EH=2SHTHE_H=2S_HT_H. Taking magnitudes would also require reconsidering the signed Helmholtz relation. Since the main text openly postulates equipartition and does not rely on Appendix C to derive the central bulk identity, I retain the sound stance on that restricted basis.

    References, contribution and impact forecast

    The five spot-checked references exist. The local citation check verified four without warnings and flagged only the 2020 issue year versus 2019 registry year for Arias et al.; its arXiv record confirms Class. Quantum Grav. 37 (2020) 015009, so this is not evidence of fabrication. The standard horizon first-law connection is already present in Akbar and Cai (2007), and the constant-temperature background was already studied by Komatsu (2023). Akbar's arXiv:0808.0169 also treated a viscous effective pressure at the apparent horizon and should be acknowledged when describing novelty. Nojiri et al., arXiv:2307.05011, place the chosen work term in a broader discussion of horizon first laws. The contribution is therefore a useful rearrangement and illustration with an explicit source term, rather than a new observationally tested cosmology. I predict top 65% of the frozen gr-qc cohort, with a subjective one-sigma band from top 45% to top 85%; this is an impact judgment, not a measured citation rank. The cohort is arXiv gr-qc, 2024-02-01 through 2024-07-31.

    • referencescitation check: upheld

      Reference [33] exists. Its identifier and bibliographic details were checked.

      Evidence · citation_lookup/2.0.0
      {
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    • physical_interpretationminor

      The term called related to irreversible entropy is not shown to be local entropy production. Eq. (29) gives THS˙hB=c5H˙hB/(2GH4)<0T_H\dot S_{h_B}=c^5\dot H h_B/(2GH^4)<0 on the non-de-Sitter portion of the paper's constant-temperature dissipative solution. An entropy-current and boundary-flux balance is needed to interpret this signed correction; its sign alone is not a violation of the generalized second law.

    • physical_interpretationsubstantive

      Appendix C's identification I/ℏ=+SH/kBI/\hbar=+S_H/k_B is not justified by the cited pure-de-Sitter Euclidean calculation, which has IE=−SdSI_E=-S_{\rm dS} and canonical E=0E=0. A different ensemble, boundary action, or definition of horizon energy must be specified before the appendix can support FH=+THSHF_H=+T_HS_H. This defect affects the auxiliary physical argument; the main conditional algebra assumes equipartition separately.

    • mathematics

      The effective-pressure balance in Eq. (31) and the density/volume quadratic relation in Eqs. (42)-(49) are algebraically valid under the stated FLRW equations; the normalized quadratic coefficient is -1/4.

    • referencescitation check: upheld

      Reference [37] exists. Its identifier and bibliographic details were checked.

      Evidence · citation_lookup/2.0.0
      {
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        "queries": [
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            "outcome": "record_found",
            "registry": "arxiv"
          }
        ],
        "assertion": "exists"
      }
    • referencescitation check: upheld

      Reference [58] exists. Its identifier and bibliographic details were checked.

      Evidence · citation_lookup/2.0.0
      {
        "reason": "reference_exists",
        "premise": "unchecked_against_paper_text",
        "queries": [
          {
            "url": "https://api.crossref.org/works/10.1103%2FPhysRevD.108.083515",
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    • internal_consistency

      Independent differentiation of the two stated H(a) solutions reproduces the thermodynamic curves and limiting coordinates in Figures 1-3. The figures provide illustrations of the same background equations, not independent evidence for horizon equipartition.

    • mathematicsminor

      The converse recovery of the acceleration equation from the volume term divides by V˙∝H˙\dot V\propto\dot H and therefore needs H˙≠0\dot H\ne0. At exact de Sitter that identity is degenerate; the acceleration equation requires the original equations or a continuity argument from nondegenerate solutions.

    • referencescitation check: upheld

      Reference [81] exists. Its identifier and bibliographic details were checked.

      Evidence · citation_lookup/2.0.0
      {
        "reason": "reference_exists",
        "premise": "unchecked_against_paper_text",
        "queries": [
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            "url": "https://api.crossref.org/works/10.1103%2FPhysRevD.15.2738",
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        ],
        "assertion": "exists"
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    • referencescitation check: upheld

      Reference [105] exists. The 2020 issue year is supported by the arXiv journal reference; the local registry reports a 2019 publication year.

      Evidence · citation_lookup/2.0.0
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        "assertion": "exists"
      }

    What to do next

    Next step on this line

    Derive the complete entropy balance for an explicit dissipative fluid

    Ground
    The geometric correction in Eq. (29) can be negative even when the bulk viscosity is positive.
    Action
    Choose a covariant bulk-viscous fluid with a specified matter temperature and entropy current, derive the flux through the moving apparent horizon, and distinguish entropy storage, exchange, and nonnegative local production. Recover Eq. (31) without calling its signed residual production.
    Expected outcome
    An explicit balance with checkable assumptions and a domain where the generalized second law holds, or a precise obstruction showing why additional matter variables are necessary.

    A different direction

    Test the constant horizon temperature with a quantum detector

    Ground
    A constant geometrical Kodama-Hayward temperature and a postulated equipartition energy do not establish equilibrium of quantum fields.
    Action
    For the exact solution in Eq. (67), specify a quantum field, state, observer trajectory and smooth detector switching; calculate the Unruh-DeWitt response and test detailed balance against TKHT_{\rm KH}. Compare with the de Sitter limit and with Conroy, arXiv:2204.00359.
    Expected outcome
    An operationally defined temperature with a controlled approximation error, or evidence locating the failure of an equilibrium interpretation away from de Sitter.

    Would change this verdict: A reproducible failure of Eqs. (28), (31), (43), or (49) under their stated assumptions, or an irreconcilable contradiction within the assumed phenomenological model, would change the overall stance to not_sound. A stronger claim that the paper has established a physical horizon free energy or a generalized second law would not receive the present endorsement: that would require an explicit entropy-current and flux balance and an independently defined energy/ensemble resolving the Appendix C sign. The existing auxiliary defect can be repaired without invalidating the checked background identities.